Therapeutic angiogenesis for coronary artery disease: clinical trials of proteins, plasmids, adenovirus and stem cells
Abstract
Therapeutic angiogenesis represents a molecular and cellular approach to the treatment of coronary artery disease that may be an alternative or additive to traditional pharmacology and interventional cardiology. The goal of angiogenic therapy is to activate endogenous angiogenic and arteriogenic pathways and stimulate revascularization of ischemic myocardial tissue. The feasibility of such a strategy has now been established through the results of studies over the past decade, and clinical trials involving more than 1000 patients have been implemented. In this review the results from these trials will be discussed, tracing the progression of the technology from the delivery of recombinant proteins to gene and stem-cell therapies. It is the opinion of the author that neither proteins nor genes delivered by transient expression vectors will provide an optimal therapy. Rather, the future of this approach lies with regulated genes delivered by permanent vector systems and possibly engineered into stem cells.
Incidence
Coronary artery disease (CAD) continues to be the leading cause of morbidity and mortality in North America and Europe. This is despite significant advances in interventional cardiology and pharmacological treatments. Currently more than 12 million people in the USA have CAD, and more than 7 million have had a myocardial infarction. Chronic stable angina is the initial manifestation of CAD in approximately half of all presenting patients, and it is estimated that 16.5 million Americans currently have stable angina [1]. Surgical interventions are increasing, there were 1.3 million in-patient cardiac catheterizations, more than 1 million percutaneous transluminal coronary angioplasty (PTCA), and over 0.5 million coronary artery bypass graft (CABG) procedures performed in the year 2000 in the USA [2]. The economic cost of CAD in the USA is estimated to be more than US $50 billion per year.
Pharmacology
Four main pharmacological approaches are currently in use for treating ischemic heart disease [3], including:
• | Angiotensin-converting enzyme (ACE) inhibitors that reduce peripheral vascular resistance | ||||
• | Partial β-adrenergic agonists that can quench potentially lethal adrenergic surges while preserving β-adrenergic responses | ||||
• | Calcium channel blockers that lower blood pressure, protect against adrenergic surges, and mediate vasodilation | ||||
• | Lipid-lowering drugs, antiplatelet therapy (aspirin), and glucose-insulin-potassium infusion that prevent the progression of CAD, reduce thrombus formation, and positively modulate metabolism and blood flow during ischemia respectively |
Newer procedures including antiapoptosis reagents, antioxidants, preconditioning agents, and growth factors such as insulin growth factor (IGF)-1, have demonstrated strong cardioprotective actions in numerous preclinical studies, and may be important next-generation anti-ischemia therapies [4–7].
Interventional cardiology
Invasive procedures to treat severe CAD and angina including angioplasty with stent implantation and CABG have been increasingly used for the past two decades [8]. These procedures are usually employed only when occluded arteries do not respond to thrombolytic therapy or when the ischemia is unstable and unresponsive to pharmacology. In CABG, sections of the patient’s saphenous vein or internal thoracic artery are grafted around the occluded artery to bypass the occlusion and re-establish blood flow to the ischemic tissue. For single or double coronary arteries, CABG has an operative success rate of more than 95%, and the patency of thoracic artery grafts exceeds 90% at 10 years. Clearly, other coronary arteries of patients receiving bypass grafts remain at risk, but morbidity and mortality are significantly improved following these procedures. Percutaneous transluminal coronary angioplasty (PTCA) has a similar 95% operative success rate, significantly improves morbidity and mortality, but suffers from a high rate of restenosis. This latter problem may be significantly alleviated through catheter-mediated implantation of stents at the occlusion site [9]. Stent implantation reduces elastic recoil, plaque dissection, and the rate of restenosis. Conventional stents also suffer up to 20% restenosis and often require repeat procedures, but this is dramatically reduced by using drug-eluting stents [10]. Polymeric stents eluting sirolimus (Rapamune®) or paclitaxel (Taxol®) have been proven to reduce or eliminate intimal hyperplasia and in-stent resenosis in multiple clinical trials, and are rapidly replacing conventional stents.
In combination with anticoagulant therapy and conventional drugs, invasive procedures are effective in reperfusing ischemic tissue and salvaging myocardium. They have contributed significantly to the vast improvement in the life expectancy of patients with heart disease that has occurred over the past two decades. On the negative side, these procedures are expensive and carry a risk of reperfusion damage [11–13]. In addition, a significant number of patients with ischemic heart disease are not candidates for revascularization and/or receive incomplete revascularization. CAD is a progressive disorder that is usually diffuse involving multiple regions of the vasculature and multiple stenoses. CAD is also usually associated with comorbid conditions such as diabetes, obesity, hypertension and old age, the effects of which are not restricted to specific regions of the vasculature. More than 10% of patients with symptomatic CAD are not suitable candidates for either PCTA or CABG [14,15]. These patients are the primary candidates for the relatively new procedure called therapeutic angiogenesis. This procedure involves the delivery of pro-angiogenic growth factors to the myocardium of patients with CAD to stimulate collateral vessel production and hopefully resolve the ischemia. Parallel procedures are being developed to treat peripheral artery disease [16].
Therapeutic angiogenesis
Risk factors for both coronary and peripheral artery diseases include hereditary, age, diabetes, hypertension, lifestyle, for example smoking, and serum lipid composition [17–19]. Evidence from both animal and patient studies indicate that several of these risk categories, in particular age, diabetes and hyperlipidemia are associated with depressed levels of angiogenic growth fators including vascular endothelial growth factor (VEGF) [19]. Growth factor deficiency and depressed angiogenic potential may therefore contribute to the establishment and progression of arterial disease. Preclinical studies initiated in the early 1990s provided conceptual proof for therapeutic angiogenesis, and supported the implementation of clinical trials of VEGF and fibroblast growth factor (FGF) [16,20–22]. VEGF and FGF are both multigene families, there are at least six distinct VEGF members and more than 22 FGF proteins. Most of the trials have focused on VEGF-A and -C, and FGF-1 and -2. Although these trials have generally been positive, the results are mixed in terms of the degree of therapeutic gain, and the dramatic responses seen in animal studies have thus far not been reproduced clinically. There have been more than 1000 patient studies testing the different isoforms of VEGF or FGF protein or genes, and approximately 100 patient studies testing bone-marrow-derived stem cells. Here the clinical trial results shall be reviewed and discussed with hindsight what may realistically have been expected from the delivery methods used, and how these may be improved.
Clinical trials
Fibroblast growth factor
Protein therapy
In the first therapeutic angiogenesis clinical study FGF-1 protein was injected directly into the left ventricles of 20 patients with three-vessel CAD that were undergoing venous bypass grafts [23]. For each patient, purified recombinant FGF-1, 10 µg/kg body weight, was injected at multiple sites close to the left anterior descending coronary artery (LAD) and distal to its anastomosis with the internal mammary artery (IMA). Transfemoral intra-arterial digital subtraction angiography 12 weeks after surgery showed pronounced accumulation of contrast medium at the site of injection, and extending peripherally around the LAD for 3–4 cm distal to the IMA/LAD anastomosis. At the site of injection a capillary network could be visualized sprouting from the coronary artery into the myocardium. Stenoses distal to the anastomosis also appeared to be bridged by neovascularization. None of these effects were observed in patients receiving heat-denatured FGF. Follow-up 3 years later confirmed the safety and apparent efficacy of FGF-1 therapy. The capillary network seen at 12 weeks persisted on angiography, and echocardiography suggesting an improved left ventricular ejection fraction (LVEF) [24].
Pilot Phase I/II trials testing various dose and delivery methods have been reported for both FGF and VEGF. In a Phase I randomized double-blind placebo-controlled study, Laham and colleagues implanted slow-release (3–4 weeks) heparin alginate microspheres containing 10 or 100 µg FGF-2 in the epicardial fat overlying viable ischemic myocardium of 24 patients [25]. Nuclear and magnetic resonance imaging (MRI) perfusion scans were performed at onset and again at 90 days. All patients in the 100 µg FGF-2 treatment group reported improved symptoms at 90 days, whereas three of the seven control group patients experienced persistent symptoms, and two required repeat revascularization. Nuclear perfusion imaging showed a significant reduction in the size of the ischemic target region in the 100 µg FGF-2 group, but not in the 10 µg FGF-2 group. As in the first study, the benefits of FGF-2 therapy were reported to be maintained at 3-year follow-up [26]. Positive results from several pilot open-label, dose-escalation studies of intracoronary single-bolus FGF-2 delivery were reported that supported a larger Phase II trial. In the preliminary studies, a total of 91 patients received intracoronary infusions of FGF-2 ranging from 0.33 to 100 g/kg [27–29]. Hypotension becomes dose limiting at 48 µg/kg, and transient mild thrombocytopenia and proteinuria occurred in some subjects. One study reported improvements of LVEF, target wall thickening and myocardial perfusion as well as quality of life (angina frequency, treadmill exercise tolerance) at 3- and 6-month follow-up [27].
In the FGF Initiating RevaScularization Trial (FIRST), 337 patients were enrolled in a multicenter, double-blind, Phase II trial that examined three different concentrations (0.3, 3, and 30 g/kg) of single intracoronary infusions of FGF-2 versus placebo controls [30]. Efficacy was evaluated by exercise tolerance test, myocardial nuclear perfusion imaging, and quality of life questionnaires. Irrespective of dose, the mean change in exercise tolerance test time was not significantly different after 90 or 180 days between treatment and control groups. Angina frequency was significantly reduced at 90 days, but not 180 days and there was no significant difference in stress nuclear imaging. Follow-up data at 32 months showed a trend for slightly sustained improvement in the treatment group [26].
Gene therapy
Adenoviral delivery of the FGF-5 or -4 genes by intracoronary infusion in a porcine model of myocardial ischemia were shown to alleviate ischemia and improve function [31,32]. This provided support for the Angiogenic Gene Therapy trial (AGENT), a dose-escalating, double-blinded, Phase I/II trial of adenovirus (Ad) 5 encoding FGF-4 [33]. Atotal of 79 patients were randomized to receive either placebo, or one of five doses of Ad5-FGF-4 (3.3 × 109 – 3.3 × 1010 total viral particles) also delivered by intracoronary infusion. At 12-week follow-up, exercise tolerance was not significantly improved in the test groups compared with placebo, and there were no differences in stress-induced wall motion scores as measured by echocardiography. Although subgroup analyses suggested some improvement of the most severely effected patients, these effects were also very moderate.
• | Angiogenin | ||||
• | Angiopoietin 1 and 2 | ||||
• | Ephrin-A1 | ||||
• | E-selectin | ||||
• | Fibroblast growth factor (acidic; aFGF) | ||||
• | Fibroblast growth factor (basic; bFGF) | ||||
• | Fibroblast growth Factor (FGF 3-9) | ||||
• | Granulocyte-colony stimulating actor | ||||
• | Hepatocyte growth factor (HGF) | ||||
• | Heparin affinity regulatory peptide (HARP) | ||||
• | Insulin-like growth factor-1 (IGF-1) | ||||
• | Interleukin 8 | ||||
• | Leptin | ||||
• | Monocyte chemoattractant protein-1 (MCP-1)§§ | ||||
• | Nicotine | ||||
• | Nitric oxide§ | ||||
• | Placental growth factor (PIGF)§ | ||||
• | Platelet derived growth factor (PDGF) | ||||
• | Proliferin | ||||
• | Thrombospondin | ||||
• | Thyroxin | ||||
• | Transforming growth factor α and β (TGF-α / β) | ||||
• | Tumor necrosis factor-α (TNF-α) | ||||
• | Vascular endothelial growth factor (VEGF121)§, VEGF145, VEGF165§, VEGF189, VEGF206 and VEGF B-F |
Incidence of ischemic heart disease in the USA |
Stable angina: 16.5 million. |
Coronary artery disease: >12 million. |
Myocardial infarction: > 7 million. |
Pharmacological treatments |
Angiotensin-converting enzyme (ACE) inhibitors; partial β-adrenergic agonists; calcium channel blockers; lipid-lowering drugs; anti-platelet therapy (aspirin); thrombolytic therapy; glucose-insulin-potassium; anti-apoptosis agents; antioxidants; preconditioning agents; growth factors (IGF-1). |
Interventional cardiology |
Percutaneous transluminal coronary angioplasty (PTCA). |
Polymeric stents eluting sirolimus (rapamycin) or paclitaxel. |
Coronary artery bypass grafting (CABG). |
Therapeutic angiogenesis |
A procedure involving the delivery of proangiogenic growth factors to ischemic cardiac or skeletal muscle to stimulate the growth of new vessels. |
Clinical trials with fibroblast growth factor |
Early trials using fibroblast growth factor (FGF) protein or gene delivery were encouraging and supported larger trials. |
The FGF Initiating RevaScularization Trial (FIRST) involved 337 patients testing FGF protein. No significant improvements at 180 days. |
The Angiogenic Gene Therapy trial (AGENT) involved 79 patients testing infusions of adenovirus encoding FGF-4. No significant improvements at 12-weeks. |
Clinical trials with vascular endothelial growth factor |
Multiple pilot trails of vascular endothelial growth factor (VEGF) proteins and genes (plasmid and adenovirus) have supported larger trials. |
The VEGF in Ischemia for Vascular Angiogenesis (VIVA) trial involved 178 patients testing intravenous rVEGF infusion. No significant improvements were reported in treadmill time or angina at 60 days or 1year. |
The Kuopio Angiogenesis Trial (KAT) involved 109 patients testing intracoronary infusion of plasmid or adenoviral encoded VEGF165. Myocardial perfusion was significantly improved (only) in the AdVEGF treatments. |
Cell therapy (preclinical) |
Endothelial progenitor stem cells from the peripheral blood or bone marrow incorporate into active sites of angiogenesis and provide therapeutic benefit for myocardial ischemia in mice, rats, dogs, and pigs. |
Cell therapy (clinical) |
Phase I/II trials of bone marrow-derived mononuclear cell transplant into patients with ischemic heart disease have shown improvements in multiple parameters and have supported larger trials. |
The largest trial to date, the MAGIC trial involved 27 patients testing peripheral blood derived stem cells and daily subcutaneous injections of granulocyte-colony stimulating factor (G-CSF). The MAGIC trial reported significant improvements of multiple parameters at 6-months. |
Conclusion and future perspective |
Current procedures to implement therapeutic angiogenesis by gene or cell therapy are sub-optimal. |
Optimized therapy may involve ischemia-regulated pro-angiogenic transgene(s) inserted into permanent delivery vehicles (AAV), transformed into autologous stem cells and delivered intramuscularly at the site of ischemia. |
Vascular endothelial growth factor
Protein therapy
Several small pilot trials attested to the safety and tolerance of low dose recombinant VEGF administration by coronary infusion to patients with severe CAD [34–36]. These studies showed a trend for improved coronary flow and supported larger Phase II trials. The VEGF in Ischemia for Vascular Angiogenesis (VIVA) trial [37] was a multicenter, randomized, double-blind, placebo-controlled study of intracoronary and intravenous recombinant (r) VEGF-A infusion. A total of 178 patients were randomized to receive low dose (17 ng/kg), high dose (50 ng/kg), or placebo. VEGF was delivered by an intracoronary infusion followed by intravenous infusions at 3-day intervals. No significant improvements were reported in treadmill time or angina class in the treatment groups at 60 days or 1 year compared with placebo. Interestingly, both treatment and placebo groups were significantly improved relative to controls indicating the powerful influence of placebo on CAD symptoms.
Gene therapy
Positive results, although in some cases marginal, were obtained in multiple small trials of VEGF (VEGF-C and VEGF-A variants) delivered as plasmid or adenovirus [38–40]. Typically these studies demonstrated slightly improved left ventricle ejection fractions and angiograms in treatment groups, and reduced anginal episodes at short-term follow-up. Losordo and colleagues [39] injected plasmid human (ph) VEGF165 directly into the ischemic myocardium of five male patients with angina and documented CAD. A total of 125 µg of plasmid DNA was injected in 4 × 2mL aliquots into the anterolateral left ventricular free wall via a mini left anterior thoracotomy. No apparent short- or long-term side effects were associated with the procedures. The average postoperative hospital stay was 3.8 days. During 60 days of follow-up, all patients reported significant reduction in angina; LVEF was unchanged or improved, and coronary angiography showed improved Rentrop scores in all treated patients. The low dose of DNA in these studies is noteworthy, only 125 µg of VEGF plasmid was delivered to the ischemic myocardium; preclinical studies have used up to 4 mg of plasmid encoded VEGF to treat limb ischemia [41,42]. In a larger nonrandomized uncontrolled, dose-escalating trial 25 patients received phVEGF165 and were followed for 180 days. Safety and tolerance were confirmed, and improvements in collateral filling and single photon emission computed tomography (SPECT)-sestamibi perfusion was demonstrated at 60 days. In an attempt to target and contain transgene expression in the ischemic tissue, Vale and colleagues used an electromechanical mapping (NOGA) catheter to identify viable tissue in ischemic hearts, and inject phVEGF165 directly into the ischemic region. In the first, single-blinded pilot study phVEGF165, delivered by intramyocardial injections in three patients, was compared with three patients that received placebo injections [38]. Significantly improved perfusion scores were reported in the treatment group at 90 days, and a reduction in angina frequency and nitroglycerin use at 1-year follow-up. These results were supported in a larger Phase II double-blind placebo-controlled study in which 19 patients were assigned to phVEGF-C or placebo both introduced using the NOGA technique [43]. Treatment groups showed improvements in exercise tolerance, anginal class, and a reduction in the area of ischemic myocardium at 12-week follow-up.
Therapeutic angiogenesis using adenoviral delivery of VEGF was tested in Phase I and II trials. In the former, 21 patients received Ad-VEGF121 by direct intramyocardial injection, 15 patients received the therapy in conjunction with CABG and six received it as sole therapy [40]. Three patients in the former group each received 4 × 108, 4 × 108.5, 4 × 109, 4 × 109.5, and 4 × 1010 pfu Ad–VEGF121 and the latter patients each received 4 × 109. Injections were directed to the regions of reversible ischemia, determined by 99mTc-sestambi perfusion scans. Trends toward improvement in angina classification and treadmill exercise testing were seen at 6 months in all groups, and there was a suggestion of improved exercise tolerance in the gene therapy-only group. The study also reported improvements in wall motion at stress in the region of vector administration and increased collateral vessels in the majority of patients. There were no significant adverse effects or increase in systemic VEGF associated with the treatments; however, antiadenoviral antibodies were detected in some subjects. The Kuopio Angiogenesis Trial (KAT) was a randomized, double-blinded trial of intracoronary infusion of VEGF165 cDNA at the time of PTCA and stenting [44]. A total of 109 patients were included in the study and 90% received stents. Thirty-seven patients received Ad–VEGF (2 × 1010 pfu), 28 patients received phVEGF (2 mg plasmid DNA in liposomes), and 38 control patients received Ringer’s lactate. The follow-up period was 6 months. No adverse responses were reported and myocardial perfusion was significantly improved (only) in the Ad–VEGF treatments.
• | Angiogenin | ||||
• | Angiopoietin 1 and 2 | ||||
• | Ephrin-A1 | ||||
• | E-selectin | ||||
• | Fibroblast growth factor (acidic; aFGF) | ||||
• | Fibroblast growth factor (basic; bFGF) | ||||
• | Fibroblast growth Factor (FGF 3-9) | ||||
• | Granulocyte-colony stimulating actor | ||||
• | Hepatocyte growth factor (HGF) | ||||
• | Heparin affinity regulatory peptide (HARP) | ||||
• | Insulin-like growth factor-1 (IGF-1) | ||||
• | Interleukin 8 | ||||
• | Leptin | ||||
• | Monocyte chemoattractant protein-1 (MCP-1)§§ | ||||
• | Nicotine | ||||
• | Nitric oxide§ | ||||
• | Placental growth factor (PIGF)§ | ||||
• | Platelet derived growth factor (PDGF) | ||||
• | Proliferin | ||||
• | Thrombospondin | ||||
• | Thyroxin | ||||
• | Transforming growth factor α and β (TGF-α / β) | ||||
• | Tumor necrosis factor-α (TNF-α) | ||||
• | Vascular endothelial growth factor (VEGF121)§, VEGF145, VEGF165§, VEGF189, VEGF206 and VEGF B-F |
Incidence of ischemic heart disease in the USA |
Stable angina: 16.5 million. |
Coronary artery disease: >12 million. |
Myocardial infarction: > 7 million. |
Pharmacological treatments |
Angiotensin-converting enzyme (ACE) inhibitors; partial β-adrenergic agonists; calcium channel blockers; lipid-lowering drugs; anti-platelet therapy (aspirin); thrombolytic therapy; glucose-insulin-potassium; anti-apoptosis agents; antioxidants; preconditioning agents; growth factors (IGF-1). |
Interventional cardiology |
Percutaneous transluminal coronary angioplasty (PTCA). |
Polymeric stents eluting sirolimus (rapamycin) or paclitaxel. |
Coronary artery bypass grafting (CABG). |
Therapeutic angiogenesis |
A procedure involving the delivery of proangiogenic growth factors to ischemic cardiac or skeletal muscle to stimulate the growth of new vessels. |
Clinical trials with fibroblast growth factor |
Early trials using fibroblast growth factor (FGF) protein or gene delivery were encouraging and supported larger trials. |
The FGF Initiating RevaScularization Trial (FIRST) involved 337 patients testing FGF protein. No significant improvements at 180 days. |
The Angiogenic Gene Therapy trial (AGENT) involved 79 patients testing infusions of adenovirus encoding FGF-4. No significant improvements at 12-weeks. |
Clinical trials with vascular endothelial growth factor |
Multiple pilot trails of vascular endothelial growth factor (VEGF) proteins and genes (plasmid and adenovirus) have supported larger trials. |
The VEGF in Ischemia for Vascular Angiogenesis (VIVA) trial involved 178 patients testing intravenous rVEGF infusion. No significant improvements were reported in treadmill time or angina at 60 days or 1year. |
The Kuopio Angiogenesis Trial (KAT) involved 109 patients testing intracoronary infusion of plasmid or adenoviral encoded VEGF165. Myocardial perfusion was significantly improved (only) in the AdVEGF treatments. |
Cell therapy (preclinical) |
Endothelial progenitor stem cells from the peripheral blood or bone marrow incorporate into active sites of angiogenesis and provide therapeutic benefit for myocardial ischemia in mice, rats, dogs, and pigs. |
Cell therapy (clinical) |
Phase I/II trials of bone marrow-derived mononuclear cell transplant into patients with ischemic heart disease have shown improvements in multiple parameters and have supported larger trials. |
The largest trial to date, the MAGIC trial involved 27 patients testing peripheral blood derived stem cells and daily subcutaneous injections of granulocyte-colony stimulating factor (G-CSF). The MAGIC trial reported significant improvements of multiple parameters at 6-months. |
Conclusion and future perspective |
Current procedures to implement therapeutic angiogenesis by gene or cell therapy are sub-optimal. |
Optimized therapy may involve ischemia-regulated pro-angiogenic transgene(s) inserted into permanent delivery vehicles (AAV), transformed into autologous stem cells and delivered intramuscularly at the site of ischemia. |
Conclusions from protein & gene therapy
An optimistic evaluation of the combined results from VEGF and FGF trials could support the concept of therapeutic angiogenesis, and conclude that the procedures used to implement the therapy are flawed. There are two broad possibilities that cannot yet be distinguished. One is that the target tissues respond poorly to the exogenous growth factors because multiple components of vessel regeneration are missing. A second possibility is that cardiac muscle in the diseased tissue is responsive to pro-angiogenic factors, but the delivery methods do not provide adequate temporal or directional cues for the establishment of new collateral networks with mature functional vessels. In either case, some of these flaws may be overcome by introducing pluripotential stem cells into the diseased tissues with the capacity to differentiate into host tissues and simultaneously deliver pro-angiogenic cytokines.
• | Angiogenin | ||||
• | Angiopoietin 1 and 2 | ||||
• | Ephrin-A1 | ||||
• | E-selectin | ||||
• | Fibroblast growth factor (acidic; aFGF) | ||||
• | Fibroblast growth factor (basic; bFGF) | ||||
• | Fibroblast growth Factor (FGF 3-9) | ||||
• | Granulocyte-colony stimulating actor | ||||
• | Hepatocyte growth factor (HGF) | ||||
• | Heparin affinity regulatory peptide (HARP) | ||||
• | Insulin-like growth factor-1 (IGF-1) | ||||
• | Interleukin 8 | ||||
• | Leptin | ||||
• | Monocyte chemoattractant protein-1 (MCP-1)§§ | ||||
• | Nicotine | ||||
• | Nitric oxide§ | ||||
• | Placental growth factor (PIGF)§ | ||||
• | Platelet derived growth factor (PDGF) | ||||
• | Proliferin | ||||
• | Thrombospondin | ||||
• | Thyroxin | ||||
• | Transforming growth factor α and β (TGF-α / β) | ||||
• | Tumor necrosis factor-α (TNF-α) | ||||
• | Vascular endothelial growth factor (VEGF121)§, VEGF145, VEGF165§, VEGF189, VEGF206 and VEGF B-F |
Incidence of ischemic heart disease in the USA |
Stable angina: 16.5 million. |
Coronary artery disease: >12 million. |
Myocardial infarction: > 7 million. |
Pharmacological treatments |
Angiotensin-converting enzyme (ACE) inhibitors; partial β-adrenergic agonists; calcium channel blockers; lipid-lowering drugs; anti-platelet therapy (aspirin); thrombolytic therapy; glucose-insulin-potassium; anti-apoptosis agents; antioxidants; preconditioning agents; growth factors (IGF-1). |
Interventional cardiology |
Percutaneous transluminal coronary angioplasty (PTCA). |
Polymeric stents eluting sirolimus (rapamycin) or paclitaxel. |
Coronary artery bypass grafting (CABG). |
Therapeutic angiogenesis |
A procedure involving the delivery of proangiogenic growth factors to ischemic cardiac or skeletal muscle to stimulate the growth of new vessels. |
Clinical trials with fibroblast growth factor |
Early trials using fibroblast growth factor (FGF) protein or gene delivery were encouraging and supported larger trials. |
The FGF Initiating RevaScularization Trial (FIRST) involved 337 patients testing FGF protein. No significant improvements at 180 days. |
The Angiogenic Gene Therapy trial (AGENT) involved 79 patients testing infusions of adenovirus encoding FGF-4. No significant improvements at 12-weeks. |
Clinical trials with vascular endothelial growth factor |
Multiple pilot trails of vascular endothelial growth factor (VEGF) proteins and genes (plasmid and adenovirus) have supported larger trials. |
The VEGF in Ischemia for Vascular Angiogenesis (VIVA) trial involved 178 patients testing intravenous rVEGF infusion. No significant improvements were reported in treadmill time or angina at 60 days or 1year. |
The Kuopio Angiogenesis Trial (KAT) involved 109 patients testing intracoronary infusion of plasmid or adenoviral encoded VEGF165. Myocardial perfusion was significantly improved (only) in the AdVEGF treatments. |
Cell therapy (preclinical) |
Endothelial progenitor stem cells from the peripheral blood or bone marrow incorporate into active sites of angiogenesis and provide therapeutic benefit for myocardial ischemia in mice, rats, dogs, and pigs. |
Cell therapy (clinical) |
Phase I/II trials of bone marrow-derived mononuclear cell transplant into patients with ischemic heart disease have shown improvements in multiple parameters and have supported larger trials. |
The largest trial to date, the MAGIC trial involved 27 patients testing peripheral blood derived stem cells and daily subcutaneous injections of granulocyte-colony stimulating factor (G-CSF). The MAGIC trial reported significant improvements of multiple parameters at 6-months. |
Conclusion and future perspective |
Current procedures to implement therapeutic angiogenesis by gene or cell therapy are sub-optimal. |
Optimized therapy may involve ischemia-regulated pro-angiogenic transgene(s) inserted into permanent delivery vehicles (AAV), transformed into autologous stem cells and delivered intramuscularly at the site of ischemia. |
Cell therapy
Preclinical trials
Endothelial progenitor stem cells (EPCs) have been isolated from the peripheral blood and bone marrow of animals and humans and have been shown to incorporate into active sites of angiogenesis in models of ischemia [45]. EPCs promote angiogenesis in ischemic hearts of mice, rats, dogs, and pigs [46–48]. EPCs or bone marrow mononuclear cells (BM-MNCs) are usually delivered to the ischemic tissue as intramuscular grafts by direct injection. Numerous studies have demonstrated the potential of these cells to provide therapeutic benefit for myocardial ischemia. Intramyocardial injection of BM-MNCs following myocardial infarction (MI) resulted in decreased infarct size and increased regional blood flow in a porcine model [49]. Similar results were reported in a rat model of MI where human BM-MNC–CD34+ endothelial progenitors were injected into the tail vein [50]. The potential of bone marrow stromal cells (BMSCs) to develop into cardiomyocytes in vivo was also examined in rats [51]. Isolated BMSCs were expanded and labelled with the LacZ reporter gene ex vivo and infused into the aorta 2 weeks after coronary artery ligation. Histological analysis 4 weeks later indicated that the donor cells differentiated into cardiomyocyte-like cells, fibroblast, and endothelial cells in eight out of 12 recipient rats. Further studies confirmed the potential of BM-derived stem cells to produce functional cardiac cells as well as blood vessels [52]. Lineage-negative (lin-), c-kit+ bone marrow cells, a population of hematopoietic cells enriched for hematopoietic stem and progenitor cells, were isolated from male transgenic mice expressing enhanced green fluorescent protein (EGFP). MI was induced by coronary artery ligation and 3–5 h later donor lin-; c-kit+ hematopoietic cells were injected into the area adjacent to the infarct. Examination nine days later indicated that myocardial regeneration was obtained in 12 out of 30 recipient mice. In a second strategy, endogenous bone marrow cells were mobilized by infusion of granulocyte-colony stimulating factor (G-CSF) and stem cell factor. This treatment increased the in vivo population of stem cells able to contribute to myocardial repair [53]. Cytokine treatment significantly improved survival following MI and resulted in the formation of vascular structures and myocytes occupying an average of 76 ± 11% of the infarcted myocardium. Hemodynamics and left ventricle functions were significantly improved and scar formation was reduced. The potential for bone marrow or circulating progenitor cells to transdifferentiate into cardiac myocytes and repair infarcted tissue remains controversial, as two other groups reported no evidence that such cells could support myocardial regeneration, or indeed survive long-term in the host [54,55]. Two additional recent studies have demonstrated the existence of cardiac stem cells in adult mouse hearts [56,57]. These cells may have the potential to regenerate and repair infarcted myocardium and may be the basis for future therapy.
Clinial trials
Several pilot Phase I clinical trials reported positive results of autologous BM-MNC transplant into patients with ischemic heart disease. In the first study, ten patients undergoing PTCA were transplanted with autologous BM-MNC via a balloon catheter placed into the infarct-related artery during balloon inflation. At 3-months follow-up the infarct region was significantly decreased compared with standard therapy, and wall motion in the ischemic region and hemodynamics were improved [58]. In a second study, BM was aspirated from the iliac crest of six patients undergoing CABG, and MNCs were isolated [59]. The day after isolation, immediately after CABG, 1 × 106 AC133+ cells for each patient were injected by ten injections of 0.2 mL each along the circumference of the infarct border. All patients survived the procedures and follow-up was implemented 9–16 months later. Transthoracic echocardiography revealed a gain in LVEF and improved diastolic ventricular dimensions in four patients, and SPECT scans indicated markedly improved perfusion of the previously nonperfused or hypoperfused infarct zone in five patients. The authors acknowledge that they could not definitively attribute the positive effects to cell transplantation because all patients received simultaneous CABG. A third study included eight patients with stable angina that was refractory to maximum medical therapy. The ischemic regions were identified by electromechanical mapping, and a mixed population of autologous iliac crest bone marrow cells was injected into the ischemic region through the NOGA catheter [60]. No adverse side effects of the procedures were reported. At 3-months follow-up, patients reported a reduction of anginal episodes and reduced use of nitroglycerine. MRI scans revealed no change of LVEF, but significant improvement in radial wall motion and thickening during pharmacological stress, and slight improvement in perfusion parameters.
Assmus and colleagues compared intracoronary infusion of BM-MNC with peripheral blood-derived progenitor cells in 20 patients with recent MI. They reported significant improvements of LVEF, wall motion in the infarct zone and end-systolic left ventricular (LV) volumes in both cell-therapy groups compared with a reference group [61]. Echocardiography and quantitative F-18 fluorodeoxyglucose-positron emission tomogrphy revealed significantly improved contractile function, coronary blood flow reserve, and increased myocardial viability. In a similar study, Perin and colleagues enrolled 21 patients with end-stage ischemic heart disease in a prospective, nonrandomized, open-label study of BM-MNC delivered by injection into ischemic myocardium by NOGA catheter [62]. Ischemic viable myocardium was identified by electromechanical mapping and patients underwent 2 and 4 month follow-up. The study reported significant improvement of LVEF (20 to 29%; p = 0.003) and mechanical function of injected segments (p = 0.0005), as well as significant reduction of end-systolic volume (p = 0.03). In the MAGIC cell randomized clinical trial, 27 patients with MI who underwent PTCA and stenting were randomized into three groups [63]. The first group received peripheral blood derived stem cells and daily subcutaneous injections of G-CSF to mobilize the stem cells. The second group received only G-CSF and the third group was a control group, follow-up was 6 months. The cell treatment group displayed significantly improved treadmill exercise capacity (450s to 578s; p = 0.004), reduction of myocardial perfusion deficit (11.6 to 5.3%; p = 0.02), and increased LVEF (48.7 to 55.1%; p = 0.005) at 6 months compared with baseline. G-CSF administration was discontinued because it appeared to increase the incidence of in-stent restenosis.
• | Angiogenin | ||||
• | Angiopoietin 1 and 2 | ||||
• | Ephrin-A1 | ||||
• | E-selectin | ||||
• | Fibroblast growth factor (acidic; aFGF) | ||||
• | Fibroblast growth factor (basic; bFGF) | ||||
• | Fibroblast growth Factor (FGF 3-9) | ||||
• | Granulocyte-colony stimulating actor | ||||
• | Hepatocyte growth factor (HGF) | ||||
• | Heparin affinity regulatory peptide (HARP) | ||||
• | Insulin-like growth factor-1 (IGF-1) | ||||
• | Interleukin 8 | ||||
• | Leptin | ||||
• | Monocyte chemoattractant protein-1 (MCP-1)§§ | ||||
• | Nicotine | ||||
• | Nitric oxide§ | ||||
• | Placental growth factor (PIGF)§ | ||||
• | Platelet derived growth factor (PDGF) | ||||
• | Proliferin | ||||
• | Thrombospondin | ||||
• | Thyroxin | ||||
• | Transforming growth factor α and β (TGF-α / β) | ||||
• | Tumor necrosis factor-α (TNF-α) | ||||
• | Vascular endothelial growth factor (VEGF121)§, VEGF145, VEGF165§, VEGF189, VEGF206 and VEGF B-F |
Incidence of ischemic heart disease in the USA |
Stable angina: 16.5 million. |
Coronary artery disease: >12 million. |
Myocardial infarction: > 7 million. |
Pharmacological treatments |
Angiotensin-converting enzyme (ACE) inhibitors; partial β-adrenergic agonists; calcium channel blockers; lipid-lowering drugs; anti-platelet therapy (aspirin); thrombolytic therapy; glucose-insulin-potassium; anti-apoptosis agents; antioxidants; preconditioning agents; growth factors (IGF-1). |
Interventional cardiology |
Percutaneous transluminal coronary angioplasty (PTCA). |
Polymeric stents eluting sirolimus (rapamycin) or paclitaxel. |
Coronary artery bypass grafting (CABG). |
Therapeutic angiogenesis |
A procedure involving the delivery of proangiogenic growth factors to ischemic cardiac or skeletal muscle to stimulate the growth of new vessels. |
Clinical trials with fibroblast growth factor |
Early trials using fibroblast growth factor (FGF) protein or gene delivery were encouraging and supported larger trials. |
The FGF Initiating RevaScularization Trial (FIRST) involved 337 patients testing FGF protein. No significant improvements at 180 days. |
The Angiogenic Gene Therapy trial (AGENT) involved 79 patients testing infusions of adenovirus encoding FGF-4. No significant improvements at 12-weeks. |
Clinical trials with vascular endothelial growth factor |
Multiple pilot trails of vascular endothelial growth factor (VEGF) proteins and genes (plasmid and adenovirus) have supported larger trials. |
The VEGF in Ischemia for Vascular Angiogenesis (VIVA) trial involved 178 patients testing intravenous rVEGF infusion. No significant improvements were reported in treadmill time or angina at 60 days or 1year. |
The Kuopio Angiogenesis Trial (KAT) involved 109 patients testing intracoronary infusion of plasmid or adenoviral encoded VEGF165. Myocardial perfusion was significantly improved (only) in the AdVEGF treatments. |
Cell therapy (preclinical) |
Endothelial progenitor stem cells from the peripheral blood or bone marrow incorporate into active sites of angiogenesis and provide therapeutic benefit for myocardial ischemia in mice, rats, dogs, and pigs. |
Cell therapy (clinical) |
Phase I/II trials of bone marrow-derived mononuclear cell transplant into patients with ischemic heart disease have shown improvements in multiple parameters and have supported larger trials. |
The largest trial to date, the MAGIC trial involved 27 patients testing peripheral blood derived stem cells and daily subcutaneous injections of granulocyte-colony stimulating factor (G-CSF). The MAGIC trial reported significant improvements of multiple parameters at 6-months. |
Conclusion and future perspective |
Current procedures to implement therapeutic angiogenesis by gene or cell therapy are sub-optimal. |
Optimized therapy may involve ischemia-regulated pro-angiogenic transgene(s) inserted into permanent delivery vehicles (AAV), transformed into autologous stem cells and delivered intramuscularly at the site of ischemia. |
Conclusions & future perspective
Overall, the clinical trials of VEGF and FGF delivered as protein, or by plasmid or adenoviral vectors have fallen short of expectations. The success of neovascularization of diseased tissues is determined by numerous factors, some of which are specific for the underlying pathology. Vessel development in the embryo involves three distinct steps referred to as vasculogenesis, angiogenesis, and arteriogenesis [64]. These steps involve multiple sequentially activated factors and receptors as well as negative regulatory factors that are mutually dependent and coordinated. Vasculogenesis involves the assembly of endothelial cells into a primary vascular plexus followed by the incorporation of smooth muscle cells, monocytes and pericytes to form mature cells and mature contractile vessels. Angiogenesis involves vascular sprouting from pre-existing vessels, vascular fusion and intussusception, to form a functional capillary network. Vasculogenesis and angiogenesis in both embryo and adult tissue involves recruitment of endothelial and smooth muscle cells from pools of circulating progenitor cells that originate in the bone marrow. The homing signals that activate and promote the targeting of these cells involve concentration gradients of cytokines and angiogenic growth factors such as VEGF, hepatocyte growth factor, stromal-derived factor (SDG)-1, and IGF-1. In arteriogenesis, the vascular network is further remodeled to form large collateral arteries. This process involves additional sprouting, longitudinal migration, proliferation, and recruitment of more endothelial and smooth muscle cells. The lamina elastic interna is degraded during the process of arteriogenesis; monocytes and macrophages are recruited to the vessel walls, and the vessel diameter can increase by two- to 20-fold. Each step in the generation of the mature vessel network is modulated by different sets of factors that are interrelated and precisely regulated both spatially and temporally (Box 1).
The success of therapeutic angiogenesis in the treatment of CAD relies on the ability of the intervention to reactivate both angiogenesis and arteriogenesis, and to generate mature and stable conducting vessels. Most of the animal studies, and all of the patient studies to date have used single angiogenic factors; VEGF or FGF delivered as recombinant protein, or in plasmid or adenoviral vectors. In each case the duration of exposure of the ischemic tissue to growth factor is probably too short to allow arteriogenesis and may stimulate only a short burst of angiogenesis that cannot produce mature vessels. Studies from the author’s laboratory argue in favor of this. Using a rabbit ischemic hindlimb model of peripheral artery disease it was found that Ad-VEGF stimulated a rapid proliferation of endothelium during the first week of treatment that coincided precisely with a transient rise of serum-VEGF. The new capillaries were not stable and rapidly disappeared, probably by apoptotic death 1–3 weeks after treatment [Gounis et al. 2004, in press]. Other studies confirm that the exposure time to VEGF critically determines whether or not stable conducting vessels are produced [65], and a recent report showed that chronic VEGF expression in rat hindlimb delivered by adeno-associated virus (AAV) promoted arteriogenesis as well as angiogenesis [66]. This latter finding was confirmed in the rabbit model [Webster, Unpublished data]. Preclinical studies have also shown that AAV vectors can be delivered with high efficiency to the heart [67].
Permanent delivery vehicles such as AAV with tightly regulated expression, and targeting of the angiogenic genes to the ischemic regions of tissue, may alleviate the deficiencies of current therapeutic angiogenesis protocols (Figure 1). Such optimized delivery of appropriately regulated factors may stimulate arteriogenesis and provide chemoattractive signals for circulating peripheral blood derived mononuclear cells (PB-MNCs). Clinical trials of BM-MNCs currently look more promising than trials with proteins or genes although this may change if the genes are delivered optimally. The relative efficacy of gene procedures versus stem cell procedures cannot be determined because none of these procedures have been run in parallel. It seems likely that the optimal therapy will include both stem cells and genes delivered in a manner that will allow the genes to target and possibly regulate the activity of the cells. The future of this technology may indeed rest in stem cells appropriately engineered with disease-responsive and regulated genes [16,22]. We have shown previously that a plasmid vector engineered with a hypoxia-regulated promoter is selectively expressed in the ischemic heart [68]. Additional fine-tuning of this regulation may allow the use of permanent delivery vehicles such as AAV in the treatment of ischemic heart and limb disease. The fine-tuning is required to fully silence expression of the transgene (VEGF, FGF) under normal perfusion conditions and activate it sufficiently to provide therapy during ischemia. This group has recently developed such a vector [69,70].
• | Angiogenin | ||||
• | Angiopoietin 1 and 2 | ||||
• | Ephrin-A1 | ||||
• | E-selectin | ||||
• | Fibroblast growth factor (acidic; aFGF) | ||||
• | Fibroblast growth factor (basic; bFGF) | ||||
• | Fibroblast growth Factor (FGF 3-9) | ||||
• | Granulocyte-colony stimulating actor | ||||
• | Hepatocyte growth factor (HGF) | ||||
• | Heparin affinity regulatory peptide (HARP) | ||||
• | Insulin-like growth factor-1 (IGF-1) | ||||
• | Interleukin 8 | ||||
• | Leptin | ||||
• | Monocyte chemoattractant protein-1 (MCP-1)§§ | ||||
• | Nicotine | ||||
• | Nitric oxide§ | ||||
• | Placental growth factor (PIGF)§ | ||||
• | Platelet derived growth factor (PDGF) | ||||
• | Proliferin | ||||
• | Thrombospondin | ||||
• | Thyroxin | ||||
• | Transforming growth factor α and β (TGF-α / β) | ||||
• | Tumor necrosis factor-α (TNF-α) | ||||
• | Vascular endothelial growth factor (VEGF121)§, VEGF145, VEGF165§, VEGF189, VEGF206 and VEGF B-F |
Incidence of ischemic heart disease in the USA |
Stable angina: 16.5 million. |
Coronary artery disease: >12 million. |
Myocardial infarction: > 7 million. |
Pharmacological treatments |
Angiotensin-converting enzyme (ACE) inhibitors; partial β-adrenergic agonists; calcium channel blockers; lipid-lowering drugs; anti-platelet therapy (aspirin); thrombolytic therapy; glucose-insulin-potassium; anti-apoptosis agents; antioxidants; preconditioning agents; growth factors (IGF-1). |
Interventional cardiology |
Percutaneous transluminal coronary angioplasty (PTCA). |
Polymeric stents eluting sirolimus (rapamycin) or paclitaxel. |
Coronary artery bypass grafting (CABG). |
Therapeutic angiogenesis |
A procedure involving the delivery of proangiogenic growth factors to ischemic cardiac or skeletal muscle to stimulate the growth of new vessels. |
Clinical trials with fibroblast growth factor |
Early trials using fibroblast growth factor (FGF) protein or gene delivery were encouraging and supported larger trials. |
The FGF Initiating RevaScularization Trial (FIRST) involved 337 patients testing FGF protein. No significant improvements at 180 days. |
The Angiogenic Gene Therapy trial (AGENT) involved 79 patients testing infusions of adenovirus encoding FGF-4. No significant improvements at 12-weeks. |
Clinical trials with vascular endothelial growth factor |
Multiple pilot trails of vascular endothelial growth factor (VEGF) proteins and genes (plasmid and adenovirus) have supported larger trials. |
The VEGF in Ischemia for Vascular Angiogenesis (VIVA) trial involved 178 patients testing intravenous rVEGF infusion. No significant improvements were reported in treadmill time or angina at 60 days or 1year. |
The Kuopio Angiogenesis Trial (KAT) involved 109 patients testing intracoronary infusion of plasmid or adenoviral encoded VEGF165. Myocardial perfusion was significantly improved (only) in the AdVEGF treatments. |
Cell therapy (preclinical) |
Endothelial progenitor stem cells from the peripheral blood or bone marrow incorporate into active sites of angiogenesis and provide therapeutic benefit for myocardial ischemia in mice, rats, dogs, and pigs. |
Cell therapy (clinical) |
Phase I/II trials of bone marrow-derived mononuclear cell transplant into patients with ischemic heart disease have shown improvements in multiple parameters and have supported larger trials. |
The largest trial to date, the MAGIC trial involved 27 patients testing peripheral blood derived stem cells and daily subcutaneous injections of granulocyte-colony stimulating factor (G-CSF). The MAGIC trial reported significant improvements of multiple parameters at 6-months. |
Conclusion and future perspective |
Current procedures to implement therapeutic angiogenesis by gene or cell therapy are sub-optimal. |
Optimized therapy may involve ischemia-regulated pro-angiogenic transgene(s) inserted into permanent delivery vehicles (AAV), transformed into autologous stem cells and delivered intramuscularly at the site of ischemia. |
Acknowledgements
Supported by grants HL44578 and HL69812 from the National Institutes of Health and an endowed chair from the Walter G Ross Foundation (KA Webster).
Papers of special note have been highlighted as either of interest (•) or of considerable interest (••) to readers.
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